In the ever-evolving landscape of corporate governance and regulatory compliance, the role of a Chief Compliance Officer has never been more crucial. This article shines a spotlight on these celebrated yet invaluable individuals:
Piyush Chamria (Chief Risk and Compliance Officer, Edelweiss Global Markets): With over 15 years of experience in the industry, Piyush Chamria is at the forefront of risk and compliance at Edelweiss Global. Known for his meticulous approach, Piyush is a chartered financial analyst and an exceptional risk management expert. A hardworking and dedicated professional, Chamria has played a crucial role in ensuring regulatory adherence, significantly enhancing the company’s governance framework.
Kanchinadham Parvatheesam (Company Secretary and Compliance Officer, Tata Steel): Kanchinadham Parvatheesam, with almost 19 years of experience in compliance and risk management, leads the compliance function at Tata Steel. Alumnus of the reputed Stanford Law School, Kanchinadham’s strategic vision and deep understanding of regulatory requirements have been instrumental in safeguarding the company’s operations.
Shalini Chakravorty (Chief Ethics and Compliance Officer, PhonePe): Shalini Chakravorty, with over two decades of experience in the industry, heads the compliance department at PhonePe. With an education from the Indian School of Business, Shalini has international expertise of leading cross-functional and multicultural teams. Her proactive measures in risk assessment and mitigation have fortified PhonePe’s ethical business practices.
Sameer Karekatte (Chief Legal and Compliance Officer, Zuno General Insurance): With over three decades of experience, Sameer Karekatte is a seasoned professional, with his tenures marked by rigorous adherence to global regulatory standards. Having worked for Tata Motors, Reliance Life Insurance, HSBC, ICICI Lombard and other firms, Sameer’s expertise has been pivotal in navigating complex legal landscapes, ensuring Zuno’s operations remain compliant and efficient.
Mohit Sharma (Chief Compliance Officer, BMW Group Financial Services): Mohit Sharma, boasting over 18 years of experience in banking and compliance, is the Chief Compliance Officer at BMW Financial Services. A Chartered Accountant from the ICAI, Mohit’s in-depth knowledge of financial regulations and his strategic oversight have been crucial in maintaining the company’s robust compliance framework
Hiren Thakkar (Chief Compliance Officer, Kotak Securities): Hiren Thakkar, an established securities regulation professional, spearheads the compliance efforts at Kotak Securities. A firm professional background spanning names like NSE India Ltd., Upstox and Angel One, Hiren is an expert in Operational Risk and Anti-Money Laundering Practices. His innovative approach to regulatory compliance has been key in transforming the company’s compliance culture, ensuring stringent adherence to all regulatory norms.
Padmaja Boyanapalli (Chief Compliance Officer, Toyota Financial Services India): Padmaja Boyanapalli, a veteran with 24 years of experience across industries, leads Toyota Financial Services’ compliance department. A certified Auditor, Padmaja’s extensive background in Auditing and Enterprise risk management has been vital in fortifying the firm’s compliance strategies.
Ashutosh Naik (Chief Compliance Officer, State Groww): Ashutosh Naik, with over 24 years of expertise in the financial sector, heads the compliance team at Groww. An avid lecturer, Ashutosh has mastery in Risk and Asset management. His strategic initiatives have significantly enhanced Groww’s regulatory adherence, positioning the company as a benchmark for compliance.
Jogesh Sikka (Chief Compliance Officer DLF Limited): With over 32 years of experience in Finance and Compliance, Jogesh Sikka is a tenured professional. His stellar career trajectory features names like Standard Chartered, GE Money, Max Life Insurance before joining DLF Limited. This IIM Ahmedabad Alumnus’ strategic insights and result-oriented approach have been instrumental in aligning the company’s operations with global compliance standards.
Shuchi Batra Kathuria Chief Compliance Officer, Home Credit India): Shuchi Batra Kathuria, who has over 12 years of experience in consulting and compliance, leads the compliance initiatives at Home Credit India. Her commitment to maintaining high standards of corporate governance has been pivotal in the company’s sustained compliance success.
Satya Yadav (Chief Compliance Officer – India Google): Satya Yadav, with over a decade of experience in the IT sector, heads the compliance team at the tech giant, Google. Former Captain of the Indian Army, Satya is skilled in Cyber Law, Governmental Affairs and Strategic Negotiations. His innovative compliance strategies have ensured that the company remains ahead of the regulatory curve, fostering a culture of integrity and transparency.
Shreya Shah (Chief Compliance Officer, Aditya Birla Housing Finance Limited): Shreya Shah, oversees the compliance function at Aditya Birla Housing. With an MBA from NMIMS, Shreya is an excellent professional in the compliance and secretarial division. Her financial modelling skills and secretarial work have played a key role in navigating the group through complex regulatory landscapes.
Piya Haldar (Chief Compliance Officer, Honeywell): Piya Haldar, with over 23 years of experience, leads the compliance department at Honeywell. Piya specialises in Risk Management, Vendor Management, and Regulatory Compliance. Her comprehensive understanding of regulatory requirements has ensured the company’s adherence to stringent compliance norms.
Sashikant Panda (Chief Compliance Officer India Post Payments Bank): With over 25 years of experience, Sashikant Panda heads the compliance initiatives at India Post Payments Bank. An expert in Fintech and Financial Blockchain, Sashikant is a certified associate of the Indian Institute of Bankers. His expertise in regulatory compliance and financial analysis have made Panda a crucial asset for any company.
Ajith Jose (Chief Compliance Officer, CSB Bank Limited): Ajith Jose, a professional with a proven track record in organisational change management, leads the compliance function at CSB Bank. A certified Anti-Money Laundering Specialist, Ajith’s strategic oversight has been instrumental in the bank’s compliance achievements, ensuring adherence to all regulatory standards.
Nithya Prabhu R (Chief Compliance Officer, Hinduja Leyland Finance): Nithya Prabhu R, who has over 15 years of experience, heads the compliance team at Hinduja Leyland Finance. A legal expert, specialising in corporate governance, Nithya is a brilliant professional and a visionary leader. His comprehensive compliance strategies have been key in fortifying the company’s regulatory framework.
Vinay Prakash (Chief Compliance Officer – India, X): Vinay Prakash, leads the national compliance efforts at X, formerly Twitter. With a master’s degree in International Law and Politics, Vinay Prakash is an expert in international security, governmental and foreign affairs. His legal acumen and proactive approach to compliance have been vital in ensuring the company’s adherence to evolving regulatory standards.
Binkle Oza (Chief Compliance Officer, Sharekhan):Binkle Oza, boasting more than 15 years of experience in audit and compliance, oversees the compliance function at Sharekhan. Completed her Master’s from Welingkar Institute of Management, Binkle is an exceptional Financial Analyst. Her strategic initiatives have significantly bolstered the company’s compliance framework, aligning it with global standards.
Deepak Bhatt (Chief Compliance Officer and Legal head, Easy Home Finance Limited): Deepak Bhatt, with over two decades of experience in compliance and governance, leads the compliance department at Easy Home Finance. With a history of stints in the Legal domain at companies like HDFC and India Shelter Finance, Deepak is a dedicated professional with expertise in Risk Management, Corporate Finance and Financial Law.
Prashant Kataria (General Counsel and Chief Compliance Officer, Property Share): Prashant Kataria, with more than 17 years of experience, heads the compliance team at Property Share. With an LLB from the National Law School of India, Prashant is an expert in Private Equity, Corporate Finance and Cross-border transactions. His deep understanding of regulatory landscapes has been crucial in guiding the company through complex compliance challenges.
Sunaina Bharadwaj (Chief Compliance Officer, Supreme Housing Finance Limited): Sunaina Bharadwaj, leads the compliance and secretarial efforts at Supreme Housing Finance. Sunaina is a dedicated professional with expertise in LLP Compliance, Due Diligence, and Legal Compliance. Her meticulous approach to regulatory compliance has been key in ensuring the company’s adherence to global standards.
Deepti Rustagi (Chief Compliance Officer, PolicyBazaar.com): Deepti Rustagi, who has over 22 years of experience across multiple legal facets, heads the compliance initiatives at PolicyBazaar.com. Alumnus of the Institute of Company Secretaries of India, Deepti is skilled in secretarial work, Corporate Law, and Contract Negotiation. Her strategic insights have significantly enhanced the company’s compliance framework, ensuring robust regulatory adherence.
Rachana Bhusari (Chief Compliance Officer, ICICIdirect): Rachana Bhusari serves as the Chief Compliance Officer at ICICIdirect. With over 22 of experience, exemplifying her expertise in financial regulations and risk management, Rachana ensures the company’s adherence to regulatory requirements, safeguarding its reputation and maintaining investor trust in the dynamic world of online trading.
Rajat Chhalani (Chief Compliance Officer, YES Bank): Rajat Chhalani holds the position of Chief Compliance Officer at YES Bank. A Chartered Accountant, Rajat’s role at Yes Bank is crucial in navigating the complex regulatory landscape of the banking industry. Rajat’s responsibilities include overseeing the credit monitoring unit, regulatory compliance, Transaction Monitoring, and fostering a culture of ethical banking practices.
Narendra Gangan (Chief Compliance Officer and Company Secretary, HDFC Life): As Chief Compliance Officer of HDFC Life, a major player in India’s insurance sector, Narendra Gangan plays a pivotal role in ensuring regulatory compliance. With nearly three decades of experience in the BFSI Sector, Narendra’s expertise spans Compliance, Audit and Risk Management. Narendra’s work is essential in protecting policyholders’ interests in the highly regulated insurance industry.
Madhvi Saxena (Chief Compliance Officer, DS Group): Madhvi Saxena serves as the Chief Compliance Officer at DS Group. Boasting over 8 years of secretarial and legal experience, Madhvi’s role involves overseeing and reporting compliance across various business verticals. Her expertise in navigating diverse regulatory landscapes is crucial for maintaining the group’s ethical standards and legal compliance across its operations.
Srikanth G Menon (Chief Compliance Officer, Muthoot Capital Services Ltd – India): Srikanth G Menon is the Chief Compliance Officer at Muthoot Capital Services Ltd. Srikant has a decade of distinguished experience in the NBFC Industry. His responsibilities include overseeing Financial Analysis, implementing robust compliance frameworks, and managing regulatory relationships.
Muktar Shaikh (Chief Compliance Officer, Tata Motors Finance Group): As Chief Compliance Officer of Tata Motors Finance, Muktar Shaikh plays a crucial role in the control and compliance of the group. A Chartered Accountant skilled in auditing, Muktar’s responsibilities include ensuring compliance with financial regulations, implementing risk management strategies, and maintaining ethical standards.
Rajeev Kumar (Executive Vice President – Legal, Chief Compliance Officer, Kotak Mahindra Investments Limited): Rajeev Kumar serves as the Chief Compliance Officer at Kotak Mahindra Investments Limited. Featured among the top 100 General Counsels, Rajeev’s role involves ensuring compliance with RBI’s regulatory requirements in the investment and financial services sector. Rajeev’s expertise is crucial in maintaining the company’s integrity and navigating the complex landscape of investment regulations.
It becomes evident that these leaders are not just enforcers of rules but pivotal figures driving ethical excellence and corporate responsibility. Their dedication and expertise play a critical role in shaping a resilient and transparent business environment and fostering sustainable growth in the corporate world.
Disclaimer: The selection process for candidates in this news article involves rigorous evaluation by researchers, considering parameters such as industry influence, online reputation, experience, contributions, education, accolades, and followership. However, subjective criteria may lead to outcome variations, and assessments may not capture every aspect of candidates’ profiles. Selection as winners does not imply endorsement or guaranteeing future performance. Feedback is welcomed for process enhancement as we continuously strive to improve our evaluation methods.
This article is written by Mahesh Kumar Singh, Research and Analytical Manager with IST
